Compliance Officer

Kirkland Associates

We are looking for a proactive and organised Compliance Officer to help ensure the business operates in line with relevant regulations, policies and internal standards. You must have previous experience working as a Compliance Officer or in a similar compliance role.

The Role
  • Identify and assess potential compliance and business risks.
  • Review and resolve compliance concerns, incidents and customer complaints.
  • Help develop and maintain company policies, procedures and regulatory records.
  • Assist with audits, reporting and ongoing regulatory requirements.
  • Ensure compliance information and documentation is accurate, secure and up to date.
  • Work with colleagues across the business to promote good compliance practices.
The Candidate:
  • Previous experience in compliance, regulation, risk ideally within the financial services sector.
  • You must have previous experience working as a Compliance Officer or in a similar compliance role.
  • Good knowledge of confidentiality, data protection and regulatory requirements.
  • Excellent attention to detail, organisation and time management.
  • Strong Microsoft Office skills, particularly Excel, Word, Outlook and PowerPoint.
  • Confident communicator who can work independently and as part of a team.
  • A proactive approach, with the ability to manage competing priorities and meet deadlines.
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