Financial Services Compliance Administrator in Liverpool

Financial Services Compliance Administrator

Location: Liverpool
Contract Type: Temporary (Minimum 1 Month)
Salary: £16-£20 per hour

Are you an experienced professional in financial services compliance? Our client, a reputable financial institution, is seeking a dedicated Financial Services Compliance Administrator to join their team on a temporary basis. This is an exciting opportunity to contribute to a critical project involving the review and migration of client files onto the Intelliflo system.

Key Responsibilities:

• Conduct thorough reviews of existing client files to ensure compliance with regulatory and business standards.
• Upload and maintain client records efficiently within the Intelliflo platform.
• Identify missing documentation and information to ensure client files are audit ready.
• Liaise with advisers and internal stakeholders to gather any additional information needed.
• Provide support to the wider compliance and administration function, enhancing operational efficiency.

Requirements:

• Proven experience within an Independent Financial Advisor (IFA), Wealth Management, or Financial Planning business.
• Strong knowledge of FCA-regulated client files and documentation.
• Experience using Intelliflo is highly desirable.
• Exceptional attention to detail and accuracy.
• Ability to work independently, effectively managing workloads and deadlines.
• Demonstrated capability in reviewing client records and identifying missing information.

Desirable Experience:

• IFA Administration
• Compliance Administration
• Client File Checking
• Paraplanning Support
• Suitability Report Processing
• KYC / AML Documentation Reviews

What's on Offer:

• Immediate start for the right candidate.
• Opportunity to work with a dynamic and growing wealth management business.
• Competitive hourly rate/salary reflective of your skills and experience.
• Flexible working arrangements considered to suit your needs.

This role is perfect for individuals who thrive in a fast-paced environment and are passionate about maintaining high compliance standards. If you have the expertise and are ready to take on a new challenge, this could be the perfect opportunity for you!

To express interest in this exciting position, please submit your CV today. Don't miss out on the chance to contribute to a vital project while advancing your career in the financial services sector!

Adecco is a disability-confident employer. It is important to us that we run an inclusive and accessible recruitment process to support candidates of all backgrounds and all abilities to apply. Adecco is committed to building a supportive environment for you to explore the next steps in your career. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.

Adecco acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. The Adecco Group UK & Ireland is an Equal Opportunities Employer.

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